Operations/Admin/ACH/EFT

AuditOne’s specialized service includes operational and administrative audits, including Deposit Operations, Cash Management/Electronic Funds Transfer, Loan Operations, Finance & Administration, and Human Resources & Payroll. Our audit scope is customized to fit your organization’s structure, systems, staffing, and risk profile.

Finance & Administration: Led by David Kellerman, ALM Practice Director, covers accounts payable, regulatory reporting, fixed assets, and G/L entries.

Human Resources & Payroll: Managed by David Kellerman, reviews payroll reconciliations, salary review, job descriptions, employee documentation, and compliance with regulations.

Deposit Operations: Led by Gary Andreini, Operations Practice Director, focuses on new accounts, cash handling, security, overdrafts, dormant accounts, and ATM deposit settlements.

Cash Management/EFT: Managed by Michael Roberts, EFT Practice Director, involves ACH compliance, wire transfers, online and mobile banking, and merchant services.

Loan Operations: Directed by Michael Lai, Credit Practice Director, audits document preparation, loan maintenance, construction disbursements, and payment processing.

These represent typical audit items, but we tailor our scope to meet specific client needs. We offer a comprehensive library of financial institution audit programs and can create customized solutions as required.