Financial Crime & Compliance
Independent BSA, AML, CFT, and OFAC Audit Services
Financial crime risk remains one of the most scrutinized and high-impact areas facing financial institutions today. Regulators expect not only well-designed BSA/AML and sanctions programs, but clear evidence that those programs are operating effectively, adapting to emerging threats, and supported by strong governance and independent oversight.
AuditOne’s Financial Crime & Compliance services are designed to help banks, credit unions, and financial services organizations proactively manage regulatory expectations while reducing operational and reputational risk. Our audits go beyond checklist testing—focusing on how policies, controls, monitoring, and escalation processes work together in practice, and whether they stand up to examiner review.
We tailor each engagement to your institution’s size, complexity, products, delivery channels, and risk profile. Whether you are preparing for an upcoming exam, responding to regulatory feedback, or strengthening your compliance framework as your institution grows, AuditOne delivers clear, actionable insights that support compliance, accountability, and confidence at the board and management level.
Audit Services Within Financial Crime & Compliance
AuditOne provides independent audit and advisory services across the full financial crime lifecycle, including:
- BSA Program Audits
- AML Independent Testing
- Counter-Terrorist Financing (CFT) Reviews
- OFAC and Sanctions Compliance
- AuditsCustomer Due Diligence (CDD) and Enhanced Due Diligence (EDD) Reviews
- Transaction Monitoring and Suspicious Activity Reporting (SAR) Assessments
- Model and System Governance Reviews (where applicable)
- Program Governance, Risk Assessments, and Examiner Readiness Reviews
Each engagement is scoped to regulatory expectations and institutional risk, with practical recommendations designed to strengthen controls—not overwhelm teams.
The AuditOne BSA/AML/CFT Difference
Experience & Expertise
AuditOne's BSA/AML/CFT practice delivers valuable insights through direct experience running institutional internal audit teams, as well as subject-matter expertise in complex regulatory environments.
Customized Approach
AuditOne delivers BSA/AML/CFT in line with the client's unique needs, with the flexibility to provide co-sourced or fully outsourced solutions.
Relationship Focus
We want to be a resource your team can call upon before, during, and after an audit to further build a relationship and deliver value.
Why Financial Institutions Trust AuditOne for Independent Assurance
For more than 20 years, the underlying DNA of AuditOne is simple: translate complex regulations into clear, actionable assurance so financial institutions can operate with confidence.
- Deep specialization in regulated financial institutions
- Teams aligned to regulatory expectations
- Integrated domain expertise across risk functions
- Clear communication and board-ready reporting
- Storing project management and coordination
- Flexible engagement models
- Nationwide coverage
